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Oxygen Redox RIXS Signatures in Li- and Na-Ion Battery Cathodes: From Ex Situ to Operando
Uppsala University, Disciplinary Domain of Science and Technology, Physics, Department of Physics and Astronomy, Condensed Matter Physics of Energy Materials.
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Description
Abstract [en]

The growing demand for energy, coupled with an increasing reliance on intermittent renewable sources such as wind and solar, makes reliable energy storage essential and drives research into new battery chemistries. Oxide-based cathodes are common in both Li- and Na-ion batteries, and researchers have increasingly asked whether the oxygen anions in these materials participate in the electrochemical reaction by accepting charge otherwise assigned to the cations. This so-called oxygen redox could, in some systems, provide additional capacity. The soft X-ray techniques X-ray absorption spectroscopy (XAS) and resonant inelastic X-ray scattering (RIXS) are well suited for studying the underlying mechanisms at the atomic level and expand our understanding of battery behavior. Notably, XAS and RIXS have revealed signatures of trapped molecular O2 in certain charged cathodes, a finding often linked to oxygen redox and still actively debated.

This thesis explores oxygen redox related mechanisms in Li- and Na-ion cathodes. Oxygen K-edge analysis reveals unexpected intrinsic lattice responses to electrochemical cycling and identifies extrinsic molecular oxygen species by their distinct RIXS and XAS signatures.

In the disordered rocksalt Li2VO2F, V and O XAS indicate that oxygen supplies part of the charge compensation typically ascribed to vanadium, without delivering extra capacity. In the commercial cathode LixNi0.90Co0.05Al0.05O2, RIXS reveals signatures of molecular O2 and OH groups. Two well-studied oxygen-redox cathodes, Li1.2Ni0.13Co0.13Mn0.54O2 and Na0.67Mg0.28Mn0.72O2, that appear to form trapped O2 in nanovoids are revisited, showing state-of-charge-dependent phonon excitations and polaron formation that may precede molecular O2. To better understand the nature of the contained O2, oxygen-implanted gold foil is studied as a model system for trapped oxygen in cathodes. RIXS signatures are shown to be sensitive to both intermolecular O2 as well as nanovoid-wall interactions. Finally, the thesis reports progress toward in-situ/operando RIXS measurements that probe cathodes under more realistic conditions. Promising initial results are presented, and remaining challenges and potential solutions are discussed.

Altogether, these findings highlight the versatility of soft X-ray XAS and RIXS for investigating complex battery systems and represent a step toward true operando RIXS.

Place, publisher, year, edition, pages
Uppsala: Acta Universitatis Upsaliensis, 2025. , p. 105
Series
Digital Comprehensive Summaries of Uppsala Dissertations from the Faculty of Science and Technology, ISSN 1651-6214 ; 2556
Keywords [en]
RIXS, XAS, Li-ion batteries, Na-ion batteries, oxygen redox, ex-situ, in-situ, operando
National Category
Condensed Matter Physics
Research subject
Physics with spec. in Atomic, Molecular and Condensed Matter Physics
Identifiers
URN: urn:nbn:se:uu:diva-564151ISBN: 978-91-513-2531-6 (print)OAI: oai:DiVA.org:uu-564151DiVA, id: diva2:1985718
Public defence
2025-09-12, 10132, Häggsalen, Ångström Laboratory, Regementsvägen 10, 752 37, Uppsala, 09:15 (English)
Opponent
Supervisors
Available from: 2025-08-20 Created: 2025-07-27 Last updated: 2025-08-20
List of papers
1. Effects of partial isovalent substitution of V with (Ti,Fe) on redox reactivity in Li2VO2F battery cathodes
Open this publication in new window or tab >>Effects of partial isovalent substitution of V with (Ti,Fe) on redox reactivity in Li2VO2F battery cathodes
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2024 (English)In: Journal of Materials Chemistry A, ISSN 2050-7488, E-ISSN 2050-7496, Vol. 12, no 23, p. 13852-13859Article in journal (Refereed) Published
Abstract [en]

We applied photon-only X-ray absorption spectroscopy and resonant inelastic X-ray scattering to study the bulk properties of Li-rich disordered rock salt oxyfluoride cathodes Li2VO2F, Li2V0.5Ti0.5O2F and Li2V0.5Fe0.5O2F. We have systematically investigated V 3d- and O 2p-states, both of which are crucial for charge compensation during battery cycling. A combined analysis of both spectroscopies reveals that the vanadium ions deviate from the expected V3+/V5+ redox couple for all systems. Moreover, our results suggest that the oxygen ions partake in charge compensation to a considerable degree. Large O 2p-band width changes as a function of doping material are observed. While the diverging trend makes it less plausible that these states have a significant influence on degradation, we find evidence that the presence of O 2p–V 3d hybridized states may constitute a common factor for the previously found improvement in long term cycling of the Ti/Fe-substituted materials. This study demonstrates the power of using a combined spectroscopy approach to understand the tuning properties of Li2VO2F to find ways of designing better cathode materials based on this parent compound.

Place, publisher, year, edition, pages
Royal Society of Chemistry, 2024
National Category
Materials Chemistry
Identifiers
urn:nbn:se:uu:diva-540938 (URN)10.1039/d3ta05916b (DOI)001222020700001 ()
Funder
Swedish Energy Agency, 50745-1Swedish Energy Agency, 45538-1Swedish Research Council, 2018-06465Swedish Research Council, 2022-06076StandUp
Available from: 2024-10-23 Created: 2024-10-23 Last updated: 2025-07-27Bibliographically approved
2. The Role of Oxygen in Automotive Grade Lithium-Ion Battery Cathodes: An Atomistic Survey of Ageing
Open this publication in new window or tab >>The Role of Oxygen in Automotive Grade Lithium-Ion Battery Cathodes: An Atomistic Survey of Ageing
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2024 (English)In: Journal of Materials Chemistry A, ISSN 2050-7488, E-ISSN 2050-7496, Vol. 12, no 4, p. 2465-2478Article in journal (Other academic) Published
Abstract [en]

The rising demand for high-performance lithium-ion batteries, pivotal to electric transportation, hinges on key materials like the Ni-rich layered oxide LiNixCoyAlzO2 (NCA) used in cathodes. The present study investigates the redox mechanisms, with particular focus on the role of oxygen in commercial NCA electrodes, both fresh and aged under various conditions (aged cells have performed >900 cycles until a cathode capacity retention of ∼80%). Our findings reveal that oxygen participates in charge compensation during NCA delithiation, both through changes in transition metal (TM)–O bond hybridization and formation of partially reversible O2, the latter occurs already below 3.8 V vs. Li/Li+. Aged NCA material undergoes more significant changes in TM–O bond hybridization when cycling above 50% SoC, while reversible O2 formation is maintained. Nickel is found to be redox active throughout the entire delithiation and shows a more classical oxidation state change during cycling with smaller changes in the Ni–O hybridization. By contrast, Co redox activity relies on a stronger change in Co–O hybridization, with only smaller Co oxidation state changes. The Ni–O bond displays an almost twice as large change in its bond length on cycling as the Co–O bond. The Ni–O6 octahedra are similar in size to the Co–O6 octahedra in the delithiated state, but are larger in the lithiated state, a size difference that increases with battery ageing. These contrasting redox activities are reflected directly in structural changes. The NCA material exhibits the formation of nanopores upon ageing, and a possible connection to oxygen redox activity is discussed. The difference in interaction of Ni and Co with oxygen provides a key understanding of the mechanism and the electrochemical instability of Ni-rich layered transition metal oxide electrodes. Our research specifically highlights the significance of the role of oxygen in the electrochemical performance of electric-vehicle-grade NCA electrodes, offering important insights for the creation of next-generation long-lived lithium-ion batteries.

Place, publisher, year, edition, pages
Royal Society of Chemistry, 2024
National Category
Materials Chemistry
Identifiers
urn:nbn:se:uu:diva-514587 (URN)10.1039/D3TA05516G (DOI)001135752700001 ()38269086 (PubMedID)
Available from: 2023-10-18 Created: 2023-10-18 Last updated: 2025-07-27Bibliographically approved
3. Vibrationally-resolved RIXS reveals OH-group formation in oxygen redox active Li-ion battery cathodes
Open this publication in new window or tab >>Vibrationally-resolved RIXS reveals OH-group formation in oxygen redox active Li-ion battery cathodes
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2024 (English)In: Physical Chemistry, Chemical Physics - PCCP, ISSN 1463-9076, E-ISSN 1463-9084, Vol. 26, no 28, p. 19460-19468Article in journal (Refereed) Published
Abstract [en]

Vibrationally-resolved resonant inelastic X-ray scattering (VR-RIXS) at the O K-edge is emerging as a powerful tool for identifying embedded molecules in lithium-ion battery cathodes. Here, we investigate two known oxygen redox-active cathode materials: the commercial LixNi0.90Co0.05Al0.05O2 (NCA) used in electric vehicles and the high-capacity cathode material Li1.2Ni0.13Co0.13Mn0.54O2 (LRNMC) for next-generation Li-ion batteries. We report the detection of a novel vibrational RIXS signature for Li-ion battery cathodes appearing in the O K pre-peak above 533 eV that we attribute to OH-groups. We discuss likely locations and pathways for OH-group formation and accumulation throughout the active cathode material. Initial-cycle behaviour for LRNMC shows that OH-signal strength correlates with the cathodes state of charge, though reversibility is incomplete. The OH-group RIXS signal strength in long-term cycled NCA is retained. Thus, VR-RIXS offers a path for gaining new insights to oxygen reactions in battery materials.

Place, publisher, year, edition, pages
Royal Society of Chemistry, 2024
National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:uu:diva-514567 (URN)10.1039/d4cp01766h (DOI)001264493300001 ()38973766 (PubMedID)
Funder
Swedish Energy Agency, 50745-1Swedish Energy Agency, 45538-1Swedish Research Council, 2018-06465Swedish Research Council, 2022-06076EU, Horizon 2020, 701647EU, Horizon 2020, 884104
Note

Authors in the list of papers of Anastasiia Mikheenkova's thesis: Moritz Hirsbrunner, Anastasiia Mikheenkova, Pontus Törnblom, Robert A. House, Thorsten Schmitt, Håkan Rensmo, Soham Mukherjee, Maria Halin, Laurent Duda

Available from: 2023-10-18 Created: 2023-10-18 Last updated: 2025-07-27Bibliographically approved
4. Phonon RIXS signatures reveal polaron formation in oxygen redox Li- and Na-ion battery cathodes
Open this publication in new window or tab >>Phonon RIXS signatures reveal polaron formation in oxygen redox Li- and Na-ion battery cathodes
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(English)Manuscript (preprint) (Other academic)
National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:uu:diva-564150 (URN)
Available from: 2025-07-26 Created: 2025-07-26 Last updated: 2025-07-27
5. Vibrational RIXS of oxygen-implanted gold helps identify O2-to-lattice interaction in oxygen redox battery cathodes
Open this publication in new window or tab >>Vibrational RIXS of oxygen-implanted gold helps identify O2-to-lattice interaction in oxygen redox battery cathodes
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(English)Manuscript (preprint) (Other academic)
National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:uu:diva-564149 (URN)
Available from: 2025-07-26 Created: 2025-07-26 Last updated: 2025-07-27

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