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A concrete dam assessment approach using probabilistic non-linear finite element analysis and scale model testing
Luleå University of Technology, Department of Civil, Environmental and Natural Resources Engineering, Structural and Fire Engineering.ORCID iD: 0000-0001-8362-297X
2023 (English)Licentiate thesis, comprehensive summary (Other academic)
Abstract [en]

Dams are vital infrastructure for society as they provide various services (e.g., flood prevention, storage of byproducts from mining operations, water storage for irrigation and hydropower generation) by the impoundment of liquids. However, the storage of considerable volumes of liquids introduces a risk of uncontrolled discharge, due to dam failure, which could result in catastrophic outcomes. Consequently, the safety must be ensured throughout a dam’s service life and thus regular assessments are required.

For concrete dams, the current practices of stability assessment methods found in guidelines and regulatory rules require idealizations. This need for idealization is a weakness of current assessment methods as elucidated by the appended scientific articles. The essence of the results of the appended articles demonstrates that certain parameters and features of a dam, which are commonly neglected in current dam assessment, significantly influences the load capacity of a dam. Therefore, this study primarily deals with alternative assessment methods that can be used for dams.

Therefore, as an outcome of an extensive literature review on probabilistic analysis and scale model testing, summarized in the chapters of the thesis, a framework for concrete dam assessment is proposed. Even though the methods can be individually employed to assess the stability and safety of a dam, an approach that integrates the strengths of each method is currently not available.

The proposed framework is novel and combines scale model testing, finite element analysis, probabilistic analysis and is intended to resolve issues identified with current assessment methods. The framework integrates the strengths of each method provides a robust assessment strategy where cross-validation of the failure mode and capacity is achieved by utilizing both finite element analysis and scale model testing. Furthermore, in contrast to current dam assessment methods, it allows for large geometrical variations in the rock-concrete interface to be included in the analysis, which contributes significantly to the capacity of a concrete dam as elucidated by the appended articles.

The work in this thesis presents the theoretical foundation of the framework. It is intended to be applied in a future case study to evaluate its performance on an existing buttress dam.

Place, publisher, year, edition, pages
Luleå: Luleå University of Technology, 2023.
Series
Licentiate thesis / Luleå University of Technology, ISSN 1402-1757
Keywords [en]
Finite element analysis, Scale model testing, Probabilistic analysis
National Category
Other Civil Engineering
Research subject
Structural Engineering
Identifiers
URN: urn:nbn:se:ltu:diva-96638ISBN: 978-91-8048-313-1 (print)ISBN: 978-91-8048-314-8 (electronic)OAI: oai:DiVA.org:ltu-96638DiVA, id: diva2:1751257
Presentation
2023-06-19, E632, Luleå University of Technology, Luleå, 10:00 (English)
Opponent
Supervisors
Funder
Swedish Research Council Formas, 2019–01236Energy Research, VKU14169Available from: 2023-04-17 Created: 2023-04-17 Last updated: 2025-10-21Bibliographically approved
List of papers
1. Influence of large-scale asperities on the stability of concrete dams
Open this publication in new window or tab >>Influence of large-scale asperities on the stability of concrete dams
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2022 (English)In: IABSE Symposium Prague, 2022: Challenges for Existing and Oncoming Structures - Report, International Association for Bridge and Structural Engineering (IABSE) , 2022, p. 1358-1365Conference paper, Published paper (Refereed)
Abstract [en]

For concrete dams founded on rock, there are only a few options in the common analysis methods to account for large‐scale asperities. However, previous research alludes that they have a significant impact on the behaviour of interfaces under shear. This study investigates the behaviour of concrete dam scale models with varying interface geometries, under a realistic set of eccentric loads. The outcome of the scale model tests shows that not only the capacity of the scale models was significantly impacted by the asperities, but also the type of failure in the scale models.

Place, publisher, year, edition, pages
International Association for Bridge and Structural Engineering (IABSE), 2022
Series
IABSE Reports ; 118
Keywords
Concrete dams, digital image correlation, finite element analysis, scale model tests
National Category
Geotechnical Engineering and Engineering Geology Infrastructure Engineering
Research subject
Structural Engineering
Identifiers
urn:nbn:se:ltu:diva-94796 (URN)10.2749/prague.2022.1358 (DOI)2-s2.0-85133518446 (Scopus ID)
Conference
IABSE Symposium Prague 2022: Challenges for Existing and Oncoming Structures, Prague, Czech Republic, May 25-27, 2022
Funder
Swedish Research Council Formas, 01236
Note

ISBN for host publication: 978-3-85748-183-3

Available from: 2022-12-12 Created: 2022-12-12 Last updated: 2025-10-21Bibliographically approved
2. On the applicability of scale model tests for concrete dams: A Review
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2023 (English)Conference paper, Published paper (Other academic)
National Category
Infrastructure Engineering
Research subject
Structural Engineering
Identifiers
urn:nbn:se:ltu:diva-96620 (URN)
Conference
91st Annual ICOLD Meeting, June 13-14, 2023, Gothenburg, Sweden
Funder
Energy Research, VKU14169Swedish Research Council Formas, 2019-01236
Available from: 2023-04-17 Created: 2023-04-17 Last updated: 2025-10-21Bibliographically approved
3. Probabilistic finite element analysis of failures in concrete dams with large asperities in the rock–concrete interface
Open this publication in new window or tab >>Probabilistic finite element analysis of failures in concrete dams with large asperities in the rock–concrete interface
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2023 (English)In: Archives of Civil and Mechanical Engineering, E-ISSN 1644-9665, Vol. 23, no 2, article id 109Article in journal (Refereed) Published
Abstract [en]

Common analytical assessment methods for concrete dams are unlikely to predict material fracture in the dam body because of the assumption of rigid body behavior and uniform- or linear stress distribution along a predetermined failure surface. Hence, probabilistic non-linear finite element analysis, calibrated from scale model tests, was implemented in this study to investigate the impact of concrete material parameters (modulus of elasticity, tensile strength, compressive strength, fracture energy) on the ultimate capacity of scaled model dams. The investigated dam section has two types of large asperities, located near the downstream and/or upstream end of the rock–concrete interface. These large-scale asperities significantly increased the interface roughness. Post-processing of the numerical simulations showed interlocking between the buttress and the downstream asperity leading to fracture of the buttress with the capacity being determined mainly by the tensile strength of the buttress material. The capacity of a model with an asperity near the upstream side, with lower inclination, was less dependent on the material parameters of the buttress as failure occurred by sliding along the interface, even with inferior material parameters. Results of this study show that material parameters of the concrete in a dam body can govern the load capacity of the dam granted that significant geometrical variations in the rock–concrete interface exists. The material parameters of the dam body and their impact on the capacity with respect to the failure mechanism that developed for some of the studied models are not commonly considered to be decisive for the load capacity. Also, no analytical assessment method for this type of failure exists. This implies that common assessment methods may misjudge the capacity and important parameters for certain failure types that may develop in dams.

Place, publisher, year, edition, pages
Springer Nature, 2023
Keywords
Concrete dams, Model test, Numerical analysis, Material randomization, Probabilistic fnite element modeling, Dam failure
National Category
Civil Engineering
Research subject
Structural Engineering
Identifiers
urn:nbn:se:ltu:diva-96626 (URN)10.1007/s43452-023-00652-4 (DOI)000966005100001 ()2-s2.0-85153065690 (Scopus ID)
Funder
Swedish Research Council Formas, 2019-01236The Research Council of Norway, 244029Energy Research, VKU14169
Note

Validerad;2023;Nivå 2;2023-05-03 (hanlid);

Funder: Swedish Hydropower Center (SVC)

Available from: 2023-04-17 Created: 2023-04-17 Last updated: 2025-12-08Bibliographically approved
4. Parametric study on influence of location and inclination of large-scale asperities in the concrete-rock interface for small buttress dams
Open this publication in new window or tab >>Parametric study on influence of location and inclination of large-scale asperities in the concrete-rock interface for small buttress dams
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(English)Manuscript (preprint) (Other academic)
National Category
Civil Engineering
Identifiers
urn:nbn:se:ltu:diva-96630 (URN)
Funder
Energy Research, VKU14169Swedish Research Council Formas, 2019–01236
Available from: 2023-04-17 Created: 2023-04-17 Last updated: 2025-10-21

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