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Different but Similar?: A Comparative Case Study of Russia's and Lithuania's (Non)Compliance with Judgments of the European Court of Human Rights
Uppsala University, Disciplinary Domain of Humanities and Social Sciences, Faculty of Law, Department of Law. Uppsala University, Disciplinary Domain of Humanities and Social Sciences, Faculty of Social Sciences, Institute for Russian and Eurasian Studies.
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

This dissertation examines compliance with final judgments of the European Court of Human Rights (ECtHR) by two former Soviet states that joined the Council of Europe (CoE) and ratified the 1950 European Convention on Human Rights (ECHR) in the 1990s – Russia and Lithuania. Originally created in the aftermath of World War II with the aim of achieving a closer unity between “like-minded” European democracies, after the Cold War, the CoE embraced a new role – to “socialize” its new members from Central and Eastern Europe into its liberal norms and values. This thesis suggests that compliance with judgments of the ECtHR can be seen as both an indicator of successful socialization and an instrument to promote the CoE’s other core value – respect for human rights. Through a comparative case study of Russia and Lithuania, the study challenges the conventional dichotomy between “compliant democracies” and “non-compliant non-democracies,” offering a more nuanced understanding of how domestic regime type shapes both the states’ responses to judgments of the ECtHR and the effectiveness of the Convention’s compliance-inducing mechanisms. The first essay reveals that while the Constitutional Courts of both Lithuania and Russia “rebel” against the ECtHR, the Constitutional Court of Lithuania tries to balance constitutional supremacy with Lithuania’s international legal obligations, whereas the Constitutional Court of Russia legitimizes Russia’s non-compliance. The second essay traces Russia’s evolving response from initial compliance to open defiance, arguing that this shift was driven by the rising political costs of compliance as the state became more authoritarian. The third essay analyzes the first-ever infringement proceedings against Azerbaijan, assessing the potential and limitations of this unique Convention-based tool, particularly in the context of states like Russia. The fourth essay problematizes the presumption of “democratic compliance” by demonstrating how democratic features can hinder compliance and by underscoring the pitfalls of treating a state as a unitary actor. Relying on insights from international law, political science and international relations, this dissertation reveals both the significant differences and surprising similarities in Russia’s and Lithuania’s (non)compliance with the ECtHR’s judgments, concluding that assessing both judgment compliance and the success of international socialization poses considerable challenges.

Place, publisher, year, edition, pages
Uppsala: Uppsala universitet, 2025. , p. 124
Keywords [en]
Committee of Ministers, constitutional courts, CEE, Council of Europe, European Court of Human Rights, execution of judgments, international socialization, judgment (non)compliance, Lithuania, Russia
National Category
Law
Research subject
Public International Law
Identifiers
URN: urn:nbn:se:uu:diva-568141ISBN: 978-91-554-2197-7 (print)OAI: oai:DiVA.org:uu-568141DiVA, id: diva2:2001791
Public defence
2025-11-14, Brusewitzsalen, Östra Ågatan 19, Uppsala, 10:15 (English)
Opponent
Supervisors
Note

Cover Image: © Council of Europe (May 2022). 

Available from: 2025-10-24 Created: 2025-09-28 Last updated: 2025-10-31Bibliographically approved
List of papers
1. The Limits of Non-Compliance: Infringement Proceedings under Article 46 (4–5) concerning Azerbaijan’s Refusal to Abide by the Ilgar Mammadov v. Azerbaijan Judgment
Open this publication in new window or tab >>The Limits of Non-Compliance: Infringement Proceedings under Article 46 (4–5) concerning Azerbaijan’s Refusal to Abide by the Ilgar Mammadov v. Azerbaijan Judgment
2022 (English)In: The Uppsala Yearbook of Eurasian Studies III / [ed] Kaj Hobér, Anna Jonsson Cornell, Susanna Rabow-Edling, Uppsala: Uppsala universitet, 2022, Vol. III, p. 181-200Chapter in book (Other academic)
Place, publisher, year, edition, pages
Uppsala: Uppsala universitet, 2022
Series
Uppsala Studies on Eastern Europe, ISSN 1104-6481 ; 9
Keywords
European Court of Human Rights, Judgment Execution, Infringement Proceedings, Azerbaijan
National Category
Law
Research subject
Public International Law; Public Law
Identifiers
urn:nbn:se:uu:diva-474281 (URN)978-91-513-1213-2 (ISBN)
Available from: 2022-05-11 Created: 2022-05-11 Last updated: 2025-09-28Bibliographically approved
2. Assessing Russia's responses to judgments of the European Court of Human Rights: from compliance to defiance
Open this publication in new window or tab >>Assessing Russia's responses to judgments of the European Court of Human Rights: from compliance to defiance
2021 (English)In: Research Handbook on Compliance in International Human Rights Law / [ed] Rainer Grote, Mariela Morales Antoniazzi & Davide Paris, Cheltenham; Northampton, USA: Edward Elgar Publishing, 2021, p. 136-182Chapter in book (Refereed)
Abstract [en]

Since Russia's accession to the Council of Europe in 1996, its relationship with the organization's institutions, including the European Court of Human Rights (ECtHR) has not been easy, especially since the ECtHR started issuing judgments in politically salient cases. Despite more than 2,500 rulings of the ECtHR finding Russia in breach of the European Convention on Human Rights and contrary to the expectations of the decision-makers at the time, the compliance gap between the requirements of the Convention and the domestic protection of human rights persists. This chapter concerns Russia's participation in the Convention system explored through the lens of its responses to the adverse judgments of the Strasbourg Court, which over the years have ranged from compliance, in some cases, to open defiance, in others. It is suggested that while Russia's approach in many ways is not unique, the existing mechanism to refuse the execution of a judgment is unprecedented.

Place, publisher, year, edition, pages
Cheltenham; Northampton, USA: Edward Elgar Publishing, 2021
Series
Research Handbooks in Human Rights
Keywords
Russia, Execution of Judgments of the European Court of Human Rights
National Category
Law
Research subject
Public International Law
Identifiers
urn:nbn:se:uu:diva-457545 (URN)10.4337/9781788971126.00015 (DOI)9781788971119 (ISBN)9781788971126 (ISBN)
Available from: 2021-10-29 Created: 2021-10-29 Last updated: 2025-09-28Bibliographically approved
3. Constitutional Courts and (Non)execution of Judgments of the European Court of Human Rights: A Comparison of Cases from Russia and Lithuania
Open this publication in new window or tab >>Constitutional Courts and (Non)execution of Judgments of the European Court of Human Rights: A Comparison of Cases from Russia and Lithuania
2017 (English)In: Zeitschrift für ausländisches öffentliches Recht und Völkerrecht, ISSN 0044-2348, Vol. 77, p. 651-684Article in journal (Other academic) Published
Abstract [en]

In today’s Europe the protection of human rights is ensured by different legal instruments on the national, regional and international levels. Sometimes these human rights regimes clash with each other, not infrequently because of diverging understandings of rights by the judicial bodies responsible for their interpretation. On the one hand, states have a legal obligation to comply with their international commitments and, pursuant to Art. 46 of the European Convention for the Protection of Human Rights and Fundamental Freedoms (ECHR or the Convention), also with judgments of the European Court of Human Rights (ECtHR or the Court) delivered against them. On the other hand, in the majority of countries international treaties (including international courts’ judgments) have a lower formal rank than national law and in particular the Constitution, which is regarded as the supreme source of law. This paper compares the case-law and approaches of the Constitutional Courts of Russia and Lithuania towards judgments of the Strasbourg Court, which potentially challenge national constitutional provisions. Neither the Constitutional Court of Russia nor the Constitutional Court of Lithuania was willing/able to reconcile the Convention and the Constitution, but whereas the former encouraged the State to respect its international obligations, the latter used its authority to justify non-compliance.

Keywords
Execution of judgments of the European Court of Human Rights, Russia, Lithuania, Constitutional Court of Russia, Constitutional Court of Lithuania
National Category
Law (excluding Law and Society)
Research subject
Public International Law
Identifiers
urn:nbn:se:uu:diva-451655 (URN)
Available from: 2021-08-28 Created: 2021-08-28 Last updated: 2025-09-28Bibliographically approved
4. When Young Democracies Comply - and When They Don't: A Case Study of Lithuania's (Non)Compliance with Judgments of the European Court of Human Rights
Open this publication in new window or tab >>When Young Democracies Comply - and When They Don't: A Case Study of Lithuania's (Non)Compliance with Judgments of the European Court of Human Rights
2025 (English)In: Nordic Journal of Human Rights, ISSN 1891-8131, E-ISSN 1891-814X, Vol. 43, no 4, p. 385-404Article in journal (Refereed) Published
Abstract [en]

The ECHR system is often regarded as one of the world’s most effective human rights regimes, with unique mechanisms to ensure compliance with judgments of the European Court of Human Rights (ECtHR). Despite this, there is a growing concern about judgment non-compliance, a trend that extends beyond non-democracies to established and young democracies alike. This article investigates ‘democratic non-compliance’ through a process-tracing analysis of six leading cases against Lithuania, monitored by the Committee of Ministers (CoM) under the enhanced supervision track. As a young democracy with strong institutions but only a moderate compliance record, Lithuania presents a compelling puzzle. The article argues that certain democratic features themselves - such as electoral competition and legislative veto players - can obstruct the execution of ECtHR judgments. While young democracies are often expected to comply to signal their commitment to international norms, the analysis reveals a more pragmatic and nuanced approach, with material and tangible costs playing a central role for the legislature and reputational concerns for the executive. Meanwhile, the supervision of the CoM, while reliable, is not an independent driver of compliance but a catalyst whose effectiveness is contingent upon favourable domestic conditions.

Place, publisher, year, edition, pages
Routledge, 2025
Keywords
European Court of Human Rights, Committee of Ministers, Lithuania, Execution of Judgments, Young Democracies, Compliance with Judgments
National Category
Law
Research subject
Public International Law
Identifiers
urn:nbn:se:uu:diva-568163 (URN)10.1080/18918131.2025.2602343 (DOI)001663332900001 ()2-s2.0-105027920802 (Scopus ID)
Available from: 2025-09-28 Created: 2025-09-28 Last updated: 2026-03-30Bibliographically approved

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