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Do we need to use hazardous chemicals in society?: The implementation of the “Essential-Use” Concept
Stockholm University, Faculty of Science, Department of Environmental Science.ORCID iD: 0009-0001-6751-5290
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Chemical legislation serves as an important regulatory tool to protect human health and the environment from the risks posed by substances of concern. Discussions at the EU level have focused on implementing the “essential-use” concept in chemical regulations to improve their efficiency. In short, a use of a substance of concern should be permitted only if it is deemed “essential” – that is, if it is necessary for health, safety, or critical for the functioning of society, and that there is no safer alternative available. Although the European Commission recently published guiding criteria to consider for implementing the “essential-use” concept as a tool to guide decision-making, more work is needed to investigate its practical implementation. 

 

By taking the examples of uses of per- and polyfluoroalkyl substances (PFAS) (Paper I and III), three persistent, mobile, and toxic (PMT) substances (i.e. allura red, benzophenone-4, and climabazole) (Paper II), and microplastics (Paper IV), this thesis aims to determine the type and amount of information needed to make a proper essentiality assessment. The functional substitution approach was followed to determine the chemical functions provided by the case study substances in their respective uses, and how these functions are linked with the services the substances provide in the end product. Based on this information, one use of allura red (Paper II), and two uses of microplastics (Paper IV) were deemed “non-essential” as the functions delivered by the substances are not necessary for the technical performance of the end product. Existing alternatives assessment frameworks were followed to identify, evaluate, and compare potential alternatives to the substances of interest to determine if suitable alternatives were available for the uses being considered. Suitable and safer alternatives could be identified for 28 uses of PFAS (Paper I and III), for all uses of allura red, benzophenone-4, and climbazole (Paper II), and for seven uses of microplastics (Paper IV), which were deemed “non-essential”. 

 

This thesis also evaluates how the “essential-use” concept differs from current chemical legislation, and the implications of implementing such a concept to guide decision-making by taking the examples of the Stockholm Convention and the REACH Regulation. The analysis suggests that no fundamental changes are needed in regulatory requirements to implement the “essential-use” concept as authorities already have the capacity to gather the relevant information needed to determine if a use is (non-)essential. However, good cooperation with industry throughout the value chain is necessary for the competent authorities to properly understand the true purpose a substance of concern serves in the end product (Paper IV). Overall, the results suggest that the “essential-use” concept can be a valuable tool which presents the potential to speed-up the decision-making by focusing on identifying the non-essential uses of substances of concern.

Place, publisher, year, edition, pages
Stockholm: Department of Environmental Science, Stockholm University , 2025. , p. 44
Keywords [en]
Chemical risk management, Functional substitution approach, Alternatives assessment, Multicriteria decision analysis, REACH Regulation
National Category
Environmental Sciences
Research subject
Environmental Sciences
Identifiers
URN: urn:nbn:se:su:diva-238367ISBN: 978-91-8107-088-0 (print)ISBN: 978-91-8107-089-7 (electronic)OAI: oai:DiVA.org:su-238367DiVA, id: diva2:1929972
Public defence
2025-03-07, DeGeersalen, Geovetenskapen hus Y, Svante Arrhenius väg 14, and online via Zoom, public link is available at the department website, Stockholm, 13:00 (English)
Opponent
Supervisors
Available from: 2025-02-12 Created: 2025-01-21 Last updated: 2025-01-31Bibliographically approved
List of papers
1. An Overview of Potential Alternatives for the Multiple Uses of Per- and Polyfluoroalkyl Substances
Open this publication in new window or tab >>An Overview of Potential Alternatives for the Multiple Uses of Per- and Polyfluoroalkyl Substances
2025 (English)In: Environmental Science and Technology, ISSN 0013-936X, E-ISSN 1520-5851, Vol. 59, no 4, p. 2031-2042Article in journal (Refereed) Published
Abstract [en]

Per- and polyfluoroalkyl substances (PFAS) are used in a wide range of different industrial and consumer applications. However, due to their extreme environmental persistence and their impacts on human and ecosystem health, PFAS have been subject to many regulatory activities, including initiatives to incentivize industry to transition toward PFAS-free alternatives. Although efforts have been made to map all uses of PFAS, work is still needed to provide an overview of their potential alternatives. Based on the functional substitution approach, this study develops an online database that documents all known uses of PFAS, describes the functions provided by PFAS in these uses, lists potential alternatives that can deliver equivalent or similar functions to PFAS, and evaluates the suitability of the identified alternatives to replace PFAS. Overall, the database lists 325 different applications of PFAS across 18 use categories. In total, 530 PFAS-free alternatives are identified. Based on a screening of potential concerns of the identified alternatives, their performance compared to PFAS, and their availability on the market, it is concluded that potentially suitable alternatives to PFAS are available for 40 different applications. For 83 applications, no alternatives could be identified at the time of the study and should be the focus of further research activities.

Keywords
Functional substitution, Regrettable subsitution, Alternatives assessment, PFAS-free, Database
National Category
Environmental Sciences
Research subject
Environmental Sciences
Identifiers
urn:nbn:se:su:diva-238365 (URN)10.1021/acs.est.4c09088 (DOI)001406219400001 ()2-s2.0-85216257876 (Scopus ID)
Available from: 2025-01-21 Created: 2025-01-21 Last updated: 2025-02-18Bibliographically approved
2. Managing PMT/vPvM substances in consumer products through the concepts of essential-use and functional substitution: a case-study for cosmetics
Open this publication in new window or tab >>Managing PMT/vPvM substances in consumer products through the concepts of essential-use and functional substitution: a case-study for cosmetics
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2023 (English)In: Environmental Science: Processes & Impacts, ISSN 2050-7887, E-ISSN 2050-7895, Vol. 25, no 6, p. 1067-1081Article in journal (Refereed) Published
Abstract [en]

Measures are needed to protect water sources from substances that are mobile, persistent and toxic (PMT) or very persistent and very mobile (vPvM). PMT/vPvM substances are used in a diverse range of applications, including consumer products. The combined application of the essential-use and functional substitution concepts has been proposed to phase out substances of concern and support the transition to safer and more sustainable chemicals, a key goal of the European Commission’s Chemicals Strategy for Sustainability. Here, we first identified the market share of PMT/vPvM containing cosmetic products. We found that 6.4% of cosmetic products available on the European market contain PMT or vPvM substances. PMT/vPvM substances were most often found in hair care products. Based on their high occurrence, the substances Allura red (CAS 25956-17-6), benzophenone-4 (CAS 4065-45-6) and climbazole (CAS 38083-17-9) were selected as case-studies for assessment of their functionality, availability of safer alternatives and essentiality. Following the functional substitution framework, we found that the technical function of Allura red was not necessary for the performance of some cosmetic products, making the use non-essential. For other applications of Allura red, as well as all applications of benzophenone-4 and climbazole, the technical function of the chemical was considered necessary for the performance. Via the alternative’s assessment procedure, which used experimental and in silico data and three different multicriteria decision analysis (MCDA) strategies, safer alternatives were identified for all case-study chemicals. All assessed uses of PMT/vPvM substances were thus deemed non-essential and should consequently be phased out.

National Category
Environmental Sciences
Identifiers
urn:nbn:se:su:diva-220215 (URN)10.1039/d3em00025g (DOI)000990106800001 ()37199459 (PubMedID)2-s2.0-85160532867 (Scopus ID)
Available from: 2023-08-25 Created: 2023-08-25 Last updated: 2025-02-18Bibliographically approved
3. Assessment of functional alternatives to fluorinated foam blowing agents in insulation materials
Open this publication in new window or tab >>Assessment of functional alternatives to fluorinated foam blowing agents in insulation materials
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

By taking the example of the substitution of fluorinated gases used as foam blowing agents in insulation materials as a case study, here we aim to apply and adapt a well-known multi-criteria decision analysis (MCDA) method used for chemical alternatives assessment known as the multi attribute utility theory (MAUT) approach. The functional substitution approach was followed to define the functions delivered by fluorinated gases in insulation materials, and the ZeroPM alternatives database was used to identify functional alternatives. Data on environmental impacts along the life cycle, and the technical performance of the identified alternatives were collected based on previous literature reviews on insulation materials. The MAUT approach was used to compare the different alternatives. Four decision-making scenarios were defined in order to illustrate the flexibility of the MAUT method for the assessment of functional alternatives. Overall, 32 alternative materials to polyethene foams and extruded polystyrene foams containing fluorinated gases were identified. 9 insulation materials were shortlisted for further evaluation based on the amount of data available. Overall, alternatives ranked better than polyethene foams and extruded polystyrene foams in every decision-making scenarios tested in this study, suggesting that suitable and safer alternatives to fluorinated gases used in insulation foams can be identified. This work highlights how the choices made by the decision-maker to develop a MAUT model influence the final ranking of the alternatives being evaluated. This might be highly relevant in a regulatory context as the availability of suitable alternatives is a critical part in the decision-making on bans of harmful substances. Although promising in the field of alternatives assessment in a regulatory context, further work is needed to develop appropriate guidance for using MAUT methods to identify suitable alternatives to substances of concern.

Keywords
Life cycle assessment; Multicriteria decision analysis; Functional substitution; MAUT; Alternatives assessment
National Category
Environmental Sciences
Research subject
Environmental Sciences
Identifiers
urn:nbn:se:su:diva-238329 (URN)
Available from: 2025-01-21 Created: 2025-01-21 Last updated: 2025-01-21
4. Implications for Implementing the “Essential-Use” Concept in Chemical Legislation
Open this publication in new window or tab >>Implications for Implementing the “Essential-Use” Concept in Chemical Legislation
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

The Stockholm Convention and the EU REACH Regulation are two key pieces of legislation on chemicals at the global and European level, respectively. Discussions have taken place on how to improve them and make them more efficient. For instance, the European Commission is considering implementing the “essential-use” concept in the REACH Regulation to guide decision-making for phasing-out the uses of the most harmful chemicals. Here we shed light on how the “essential-use” concept may alter and improve existing regulation by evaluating how existing regulatory outcomes would compare to outcomes derived using the concept and by identifying reasons for discrepancies, including a case study. Overall, this study suggests that existing regulations already consider elements of the concept in their decision-making, and that no drastic changes in the processes are necessary to implement the concept. For the authorities to properly assess the uses of a substance of concern, the industry would need to provide more technical information if they wish to obtain a derogation for their use, similar to the REACH Authorisation process. Further work should investigate what kind of and how much information would be enough to determine whether a use is necessary for health and safety, or is critical for the functioning of society.

Keywords
REACH Regulation, Stockholm Convention, Sound management of chemicals, REACH Authorisation process, Essential-use concept, Microplastics
National Category
Environmental Sciences
Research subject
Environmental Sciences
Identifiers
urn:nbn:se:su:diva-238332 (URN)
Available from: 2025-01-21 Created: 2025-01-21 Last updated: 2025-01-21

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